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Prediction of Rutting in Alternative Asphalt Concrete Overlay Mathods

JOINT C­SHRP/NEW BRUNSWICK BAYESIAN APPLICATION

1.0 INTRODUCTION

New Brunswick Department of Transportation (NBDOT) annually collects rut data on the provincial arterial highway system, providing a large database that has received limited use. It was proposed to use this large database with Bayesian modeling, which combines prior knowledge and experience with data, to predict rutting of the three different asphalt concrete overlay techniques (thin overlay, thick overlay with padding, and thick overlay with milling) used for asphalt concrete pavement rehabilitation throughout the province. The objective of this project was to demonstrate to the NBDOT an application for Bayesian Modeling and not to specifically present predictive models ready for design application. A real in­house problem was addressed to optimize rehabilitation design of overlays with respect to rutting.

Development of the Bayesian rutting models combined expert judgement with actual data. Expert Judgement was solicited from paving experts to provide an initial database which was analyzed using a classical regression approach to produce a predictive model called a "prior". The actual data base, referred to as "data", was developed from information gathered from various branches throughout the Department on the selected variables. These two sources of information, the "prior" and the "data", were then combined through the Bayesian software to come up with a model that was a combination of expert judgement and data called the "posterior".

The results of the first generation models from this exercise were discussed with the consultants to this project, Vemax Management Inc., at the Canadian­Strategic Highway Research Program (C­SHRP) Workshop in Ottawa in May 1995. Recommendations were made on performing further iterations. As a result of these recommendations the data bases for the thick overlay rehabilitation were combined and were treated as one method of rehabilitation. The second iteration Therefore, addressed the models for only two overlay rehabilitation strategies: thick and thin.

2.0 TEAM MEMBERS

The NBDOT staff involved in the Bayesian modeling application were lead analyst Michael Jackart, and project team members Pam MacPherson­Munn and Liane Callaghan.

Nine experts were encoded from NBDOT staff. Six experts were members of the NBDOT Pavement Specification Rewrite Committee. The members of the committee were from a broad range of backgrounds and expertise each with 12 to 25 years of experience. The members of the committee were: Paul Nicholson, Paving Engineer; Terry Hughes, Assistant Paving Engineer; Andy Legere, Laboratory Engineer; Drew Robertson, Resident Engineer; Fred MacFarlane, Paving Technician; and Harold Flemming, Regional Asphalt Technician. The three remaining experts encoded were; Ray Leblanc Regional Asphalt Technician; Ralph Doucet, Regional Asphalt Technician and Rick Crandall, Senior Planning Technician. Each expert was encoded for each of the three models.

3.0 METHODOLOGY

The approach in the development of the model was to prepare a specific model for each of the three rehabilitation procedures. The methodology followed for each model was the ten step template for building Bayesian predictive models developed by C­SHRP through Decision Focus, Clayton Sparkes and Associates and Vemax Management Inc. It was not the purpose of this project to produce a definitive predictive rutting model; the purpose was to evaluate Bayesian modeling as a viable tool that could be used to predict performance in general.

The ten steps to the Bayesian Template are as follows:

step 1 ­ Decide what you want to model
step 2 ­Select Dependent Variable
step 3 ­ Select the Model Type
step 4 ­ Select Independent Variables
step 5 ­ Postulate Function Form
step 6 ­ Assemble Information
step 7 ­ Perform Bayes
step 8 ­ Use Models to Predict Performance
step 9 ­ Evaluate Model
step 10 ­ Iterate (if required)

3.1 Step 1 ­ Decide What You Want to Model

The first step in the Bayesian modeling development was to define exactly what was going to be modeled. NBDOT annually collects rut data on the provincial arterial highway system and has an extensive database that has seen limited use in the past. It was proposed to use this database to predict rutting on the three different types of asphalt concrete rehabilitation methods used throughout the province; thin overlay, thick overlay with padding, thick overlay with milling. Rut data collection will continue in the province on an annual basis; therefore, it

is possible to monitor the predictive capabilities of the models annually as well as updating the database and refining the models.

3.2 Step 2 ­ Select Dependent

Variable

3.3 Step 3 ­ Select the Model Type

Steps two and three were selection of the dependent variable and selection of the model type respectively. It was decided to follow the rut model developed by the Canadian Long Term Pavement Performance (C­LTPP) project. The depth of rutting in millimeters was selected as the dependent variable and the empirical model type was used.

3.4 Step 4 ­ Select Independent

Variables

Step four was selection of the independent variables. A maximum of five to seven independent variables are practical because as the number of independent variables increases past this it is more difficult to develop a prior. Another consideration to selecting independent variables is choosing variables for which there is data available. Therefore, considering the purpose of this project and availability of data, it was decided to use the same independent variables as the C­LTPP model . These included Age in years; Thickness measured in millimeters; % Air Voids; % Retained on the 4.75mm sieve; % Crushed particles and Traffic measured in KESAL/ year.

3.5 Step 5 ­ Postulate Functional

Form

The next step was to postulate the functional form. A simple linear form was chosen initially but after running the data through the XLBayes program (1) ( the XLBayes program is an add­in module for Microsoft EXCEL 5.0 that performs Bayesian regression analysis, written by Mark Nickeson, Vemax Management Inc.), it was found that a log transformation on the traffic variable was required. Therefore the resultant functional form was modified to curvi­linear. The term curvi­linear is the term used by Vemax Management Inc when referring to models that contain at least one transform and result in the dependent variable (Y) not being a straight line relation with every independent variable (Xi's). This term was used to facilitate their discussions and is not standard convention.

3.6 Step 6 ­ Assemble Information

The sixth step was to assemble the information for both the sample database, "data" and for the calculation of the "prior". Collecting the actual sample database was the most time consuming aspect of this project since information was required from the Design, Construction, Planning and Land Management and, Maintenance and Traffic Branches.

3.6.1 Compiling Actual Sample Data Base ­ "Data"

This database was compiled by obtaining a list of paving contracts on arterial highways from the Design Branch and sorting them into the type of rehabilitation method used. Once a list of contracts was compiled and sorted into the rehabilitation type, information on the exact stationing of the contract, the rate of asphalt application, the percent air voids in the mix and the percent passing the 4.75mm sieve in the mix were obtained for each contract from the Construction Branch paving summaries. Rutting data was then gathered from the Planning Branch and traffic data was collected from the Maintenance and Traffic Branch. The traffic data (counts and classifications) were obtained from intersection traffic studies. These intersection counts had to be entered into the NBDOT Equivalent Single Axle Load (ESAL) Forecaster program 2 to obtain the ESAL value. The ESAL value obtained from the ESAL Forecaster program is based on the actual fleet distributions obtained from the intersection counts and truck factors that are area sensitive to four specific types of hauling use the highway would receive.

Once all the data was collected and entered into a spreadsheet for each model, quality control measures were applied to the data. Only those contracts with complete sets of independent variables and corresponding dependent variable observations were included. Any outlying data was removed after evaluation.

3.6.2 Encoding Expert Judgement to Calculate the "Prior"

The development of the prior model first involved encoding the expert judgement to obtain the expert judgement database. Nine experts were encoded, including six (6) from the NBDOT Pavement Specification Rewrite Committee and three additional experts from NBDOT. These experts were initially asked for their input on appropriate limits for each independent variable. After meeting with the experts, an encoding package similar to the C­LTPP encoding package was prepared for each of the three different models (See Appendix A). Each of the nine experts was encoded on a 48 cell full orthogonal matrix specific for each type of rehabilitation. Once the experts were encoded, there was a group review of the results of the encoded information to see if results actually reflected the experts opinions. This meeting identified consensus and differences in the expert judgement and was a crucial step in building confidence in the priors.

3.7 Steps 7 ­ 10 Perform Bayes, Use Models to Predict Performance, Evaluate Model and Iterations

Steps seven through ten were performing the analysis and then evaluating and iterating the model. These steps are explained in more detail in the following sections which describe each iteration.

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